Capital Markets Compliance Associate Trainee

577 views since posting on Thursday, May 1, 2008
Type: Full Time
Position Accountabilities:
1. Handles the drafting of derivatives documentation which may include ISDAs, trade confirmations, suitability forms, corporate resolutions, credit review memorandums, novation agreements, etc. Performs follow-up with Relationships Managers and maintains tracking reports to ensure timely receipt of all documentation.
2. Prepares periodic derivative self-assessment reports to ensure compliance with Division Policy.
3. Prepares and sends month end derivative mark-to-market customer statements.
4. Prepares quarterly gratuity logs sent to Division traders.
Job Specifications:
Required Education or Equivalent Experience
- Associates degree or equivalent combination of education and experience.

Preferred Education or Equivalent Experience
- Audit or accounting background
Degree in Accounting or Finance

Required Experience
- 2-3 years banking and/or compliance

For details, please find job posting:
www.investmentbankcareer.com/company.php

Posted by Anonymous

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